Investment Managment & Financial Planning Disclosures
Clear guidelines and disclosures supporting integrity, compliance, and informed financial decisions.
Important Regulatory and Compliance Information
Steven Feldstein and Associates (“SFA”) is a registered investment adviser with the United States Securities and Exchange Commission. SFA has made Investment Adviser Notice filings in the following states: CT, NJ, and NY. Investment advisory services described herein are not offered, nor can they be provided, to individuals or entities accessing information from any state where SFA has not made proper filings. Therefore, this website is not an offer or solicitation for investment advisory services or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction.
